SF
CFP
SF
CFP

Sheila Fountain

6 Years of Experience
South Boston, MA
Broker

Sheila Fountain is a CFP-designated registered investment advisor at Hartford Funds, based in South Boston, MA, with 6 years of industry experience. Sheila operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 76 clients with $140B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
58 advisors
IM Fee
Planning only
Assets Under Management
$137.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

South Boston, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hartford Funds
April 2025 - Present · 1 yr 5 mos
Hartford Funds Distributors, LLC
January 2025 - Present · 1 yr 8 mos
Hartford Funds Distributors, LLCBroker
January 2025 - Present · 1 yr 8 mos
Previous Registrations
John Hancock Investment Management LLC
December 2019 - January 2025 · 5 yrs 1 mo
John Hancock Investment Management Distributors LLCBroker
August 2019 - January 2025 · 5 yrs 5 mos
State Registrations9 states
ALCTMAMENHNJNYRIVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.