William Lewis is a registered investment advisor, based in Charlotte, NC, with 6 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William maintains insurance licenses for life, accident/health, long-term care, and variable life/annuity products as an insurance agent since 2019. This requires minimal time.
Employment History
Current Registrations
Vanguard Marketing Corporation
February 2022 - Present · 4 yrs 3 mos
Vanguard Advisers, INC.
February 2022 - Present · 4 yrs 3 mos
Vanguard Marketing CorporationBroker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Edward Jones
August 2019 - September 2021 · 2 yrs 1 mo
Edward JonesBroker
July 2019 - September 2021 · 2 yrs 2 mos
State Registrations3 states
NCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.