RL
ChFC
RL
ChFC
Robert Lott is a ChFC-designated registered investment advisor, based in Birmingham, AL, with 46 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3535 Grandview Parkway, Suite 400, Birmingham, AL, 35243
Get directionsHistory
Regulatory History (3)
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Customer Dispute
April 2025Pending
Customer Dispute
September 2003Settled
Customer Dispute
June 2003Settled
Other Business ActivitiesSells Insurance
Robert is an advisory representative of a RIA (CIRA) and an IAR for Greystone Capital Management Inc, spending about half his time and nearly full-time, respectively. He is also an independent insurance agent for various companies, dedicating a few hours per week.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
May 2020 - Present · 6 yrs 5 mos
Cambridge Investment Research Advisors, INC.
May 2020 - Present · 6 yrs 5 mos
Previous Registrations
LPL Financial LLC
February 2018 - June 2020 · 2 yrs 4 mos
LPL Financial LLCBroker
February 2018 - June 2020 · 2 yrs 4 mos
Invest Financial Corporation
October 2010 - February 2018 · 7 yrs 4 mos
Invest Financial CorporationBroker
September 2010 - February 2018 · 7 yrs 5 mos
NFP Securities, INC.
June 2010 - September 2010 · 3 mos
NFP Securities, INC.Broker
May 2010 - September 2010 · 4 mos
AXA Advisors, LLC
June 1999 - June 2010 · 11 yrs
AXA Advisors, LLCBroker
October 1980 - June 2010 · 29 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
August 1980 - January 2000 · 19 yrs 5 mos
State Registrations10 states
ALAZFLGAKYLAMOMSTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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