JH
JH

Jacob Hauptner

4 Years of Experience
Columbus, OH
Broker

Jacob Hauptner is a registered investment advisor at Morgan Stanley, based in Columbus, OH, with 4 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4449 Easton Way, Suite 300, Columbus, OH, 43219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jacob is a co-owner of Party Haupper, an equipment rental business, since 2017. He dedicates minimal time to this non-investment related activity.

Employment History
Current Registrations
Morgan Stanley
November 2023 - Present · 2 yrs 6 mos
Morgan StanleyBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Prudential Financial Planning Services
March 2021 - April 2021 · 1 mo
Pruco Securities, LLC.Broker
March 2021 - April 2021 · 1 mo
State Registrations28 states
AZCACODEFLGAILINKSKYMAMDMIMNNCNENMNVNYOHOKORPATNTXUTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jacob Hauptner - Financial Advisor | TrueAdvisor