Sterling Storm
Sterling Storm is a registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 5 years of industry experience. Sterling operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4550 Post Oak Pl, Ste 125, Houston, TX, 77027
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sterling is a fixed insurance agent with IMG Financial Group Inc since 2020, spending a few hours per week on this activity. He also uses IMG Medical Group as a DBA for marketing purposes to attract medical professionals.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.