Rosemary O'brien is a registered investment advisor, based in Saint Paul, MN, with 1 years of industry experience.
Location
400 Robert Street North, Suite 800, Saint Paul, MN, 55101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLCBroker
March 2025 - Present · 1 yr 4 mos
Cetera Investment Advisers LLC
September 2024 - Present · 1 yr 10 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
April 2024 - April 2025 · 1 yr
State Registrations1 state
MN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.