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Peter Dolan is a registered investment advisor, based in St. Louis, MO, with 45 years of industry experience.
Location
101 South Hanley Road, Suite 1350, St. Louis, MO, 63105
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Regulatory History (2)
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Customer Dispute
September 1993Settled
Regulatory
October 1983Final
Other Business ActivitiesSells Insurance
Peter is an agent for non-variable insurance products through Steward Partners Global Advisory since 2020, dedicating a few hours per week. He is also an investment advisor representative with Steward Partners Investment Advisory, LLC, an author, owner of Plaza Advisory Group, LLC, and a passive investor in Mendocino Farming Company.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
June 2020 - May 2022 · 1 yr 11 mos
Royal Alliance Associates, INC.
November 1999 - June 2020 · 20 yrs 7 mos
Plaza Financial Advisors INC
October 1999 - December 2011 · 12 yrs 2 mos
Royal Alliance Associates, INC.Broker
November 1989 - June 2020 · 30 yrs 7 mos
Integrated Resources Equity CorporationBroker
March 1987 - November 1989 · 2 yrs 8 mos
Planvest Capital CorporationBroker
March 1985 - January 1987 · 1 yr 10 mos
Equitec Securities CompanyBroker
August 1980 - February 1985 · 4 yrs 6 mos
State Registrations23 states
ARAZCACODCFLILKSMDMIMNMONCNJNVORPATNTXVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.