Peter Dolan is a registered investment advisor, based in St. Louis, MO, with 45 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold.
Location
101 South Hanley Road, Suite 1350, St. Louis, MO, 63105
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 1993Regulatory
October 1983Other Business ActivitiesSells Insurance
Peter is an agent for non-variable insurance products through Steward Partners Global Advisory since 2020, dedicating a few hours per week. He is also an investment advisor representative with Steward Partners Investment Advisory, LLC, an author, owner of Plaza Advisory Group, LLC, and a passive investor in Mendocino Farming Company.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
Steward Partners Investment Solutions, LLCBroker
Steward Partners Investment Advisory, LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Royal Alliance Associates, INC.
Plaza Financial Advisors INC
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Planvest Capital CorporationBroker
Equitec Securities CompanyBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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