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JW
CFP
JW
CFP

Jeffery Whitaker

LPL Financial LLC
46 Years of Experience
Minden, NV
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Jeffery Whitaker is a CFP-designated registered investment advisor at LPL Financial LLC, based in Minden, NV, with 46 years of industry experience. Jeffery is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1701 County Rd Ste O, Minden, NV, 89423

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2007
Award / Judgment
Customer Dispute
January 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffery is involved with a non-variable insurance agency since 1980, but spends no time on it currently. He also has a DBA for his LPL business since 2016.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
March 1994 - July 2021 · 27 yrs 4 mos
Waddell & ReedBroker
August 1980 - July 2021 · 40 yrs 11 mos
State Registrations20 states
ARAZCACOFLIDKSMOMTNDNVNYOHORPASDTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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