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Truman Ewing

3 Years of Experience
Overland Park, KS
Broker

Truman Ewing is a registered investment advisor at Cetera Investment Advisers LLC, based in Overland Park, KS, with 3 years of industry experience. Truman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

10955 Lowell Ave Ste 900, 910, 920, 100, & 200, Overland Park, KS, 66210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Truman is a Planning Team Associate at Prosperity Advisors LLC, a financial services firm, since August 2022. This takes about a quarter of his time, with most of the hours occurring during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2023 - Present · 2 yrs 6 mos
Cetera Advisors LLCBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Cetera Advisors LLC
March 2023 - November 2023 · 8 mos
State Registrations13 states
AZCACOFLGAHIILINKSMOMTOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.