Tori Dockery
Tori Dockery is a registered investment advisor at Cetera Investment Advisers LLC, based in Russellville, AR, with 5 years of industry experience. Tori operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1611 West Main Street, Russellville, AR, 72801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Tori works as a real estate agent for Moore & Co., Realtors, dedicating a few hours per week. Tori also works as a registered admin/client advisor assistant for Apex Wealth Financial, spending about a quarter of their time, all during trading hours.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Arvest Wealth ManagementBroker
Arvest Wealth Management
Arvest Wealth Management
Arvest Wealth ManagementBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.