Nicholas Stam is a registered investment advisor at LPL Financial LLC, based in Syracuse, NY, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
300 E Washington St Apt 1011, Stam Associates, Syracuse, NY, 13202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas operates under the DBA Stam Associates for his LPL business, dedicating full-time hours during securities trading. He also works as the Head Cross Country Coach at Manlius Pebble Hill School, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations13 states
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