Sean Scott is a registered investment advisor at Cetera Investment Advisers LLC, based in Mt Vernon, IL, with 2 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
113 S 32nd, Mt Vernon, IL, 62864
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sean is a board member for Rend Lake Sportmen's Association, a wildlife organization, dedicating a few hours per week. He also owns Scott Wealth Management LLC, where he provides accounting/tax services and acts as power of attorney for tax matters, dedicating about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.