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Emma Thomas

6 Years of Experience
Chicago, IL
Broker

Emma Thomas is a registered investment advisor at Sanford C. Bernstein & CO., LLC, based in Chicago, IL, with 6 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 22 clients with $1.6B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
439 advisors
IM Fee
Planning only
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Chicago, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Emma works as an independent contractor for The Rock Agency as a lifestyle model and actress. She dedicates a few hours per week to this activity, which is not investment-related.

Employment History
Current Registrations
Alliancebernstein L.P.
September 2024 - Present · 1 yr 8 mos
Sanford C. Bernstein & CO., LLC
September 2024 - Present · 1 yr 8 mos
Sanford C. Bernstein & CO., LLCBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
J.P. Morgan Securities LLC
January 2022 - August 2024 · 2 yrs 7 mos
J.P. Morgan Securities LLCBroker
January 2022 - August 2024 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2019 - October 2021 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2019 - October 2021 · 2 yrs 1 mo
State Registrations16 states
AZCACOFLILINMAMINDNJNYPASCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.