Cathy Wagner
Cathy Wagner is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Palm Harbor, FL, with 45 years of industry experience. Cathy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2662 West Lake Road, Palm Harbor, FL, 34684
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cathy is the owner of an independent RIA and prepares financial plans for clients. She is also an independent insurance agent and chairperson of the Palm Harbor Fire Dept Pension Plan Board, dedicating minimal time to the latter two.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Cathy A. Wagner, CFP, RIA
Previous Registrations
Cathy A. Wagner, CFP, RIA
Cathy A. Wagner, CFP, RIA
Fsc Securities CorporationBroker
Fsc Securities Corporation
Pebsco Securities CORP.Broker
Market Securities CorporationBroker
Hda Service CorporationBroker
Fsc Securities CorporationBroker
Investment Management & Research, INCBroker
Nies Financial CorporationBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.