Tommy Vicknair is a CFP-designated registered investment advisor, based in Houston, TX, with 6 years of industry experience.
Location
Houston, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tommy is an agent/broker for IMG Financial Group, selling fixed insurance, and a board member for Harris County Municipal Utility District. Both activities require minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
August 2019 - August 2023 · 4 yrs
Securian Financial Services, INC.Broker
June 2019 - August 2023 · 4 yrs 2 mos
State Registrations3 states
NMTXUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.