James Means
James Means is a registered investment advisor at Wilmington Capital Securities, LLC, based in Garden City, NY, with 45 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 192 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wilmington Capital Securities charges an annual management fee based on the value of your portfolio. This fee ranges from 0.5% to 2.0% and is negotiable. The fee is paid in advance, either monthly or quarterly, and is automatically deducted from your account by the custodian. If you terminate the service, you'll receive a pro-rated refund of any unearned fees.
Location
666 Old Country Road, Suite 505, Garden City, NY, 11530
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2017Customer Dispute
June 1988Other Business Activities
James is the President and Owner of OSJ of Wilmington Capital Securities LLC, dedicating full-time hours to this role. He also serves as Treasurer and a member of the Board of Directors for Bayview 2 Community Associates, spending minimal time on this non-investment related activity.
Employment History
Current Registrations
Wilmington Capital Securities, LLC
Wilmington Capital Securities, LLC
Wilmington Capital Securities, LLCBroker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Dain Rauscher IncorporatedBroker
The Milwaukee CompanyBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.