Samantha Becker is a registered investment advisor, based in Charlotte, NC, with 6 years of industry experience.
Location
5130 Parkway Plaza Blvd, Charlotte, NC, 28217
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Samantha is a board member of the Cultivating Success Fund at the Columbus Foundation, a donor-advised fund. She dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Bb&t Securities, LLC
November 2019 - February 2021 · 1 yr 3 mos
Bb&t Securities, LLCBroker
August 2019 - February 2021 · 1 yr 6 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.