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CFP
DH
CFP

David Haislip

Planmember Securities Corporation
44 Years of Experience
Newport Beach, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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David Haislip is a CFP-designated registered investment advisor at Planmember Securities Corporation, based in Newport Beach, CA, with 44 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 69,645 clients with $10B in assets under management.

Planmember Securities Corporation
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
445 advisors
Number of Clients
69,645 clients
Average Client Portfolio
$145K average
Assets Under Management
$10.1B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K0.25%
$500K - $1.0M0.20%
$1M+0.10%

Maximum annual fee rate is 2.00% across programs; tiered schedule applies to accounts established on or after January 1, 2026. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4100 Newport Place Dr., Suite 160, Newport Beach, CA, 92660

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is an insurance agent selling fixed life and fixed annuity products since 1998. This takes about a quarter of his time, with about half of that time being investment-related.

Employment History
Current Registrations
Planmember Securities CorporationBroker
February 2026 - Present · 8 mos
Planmember Securities Corporation
February 2026 - Present · 8 mos
Previous Registrations
LPL Financial LLCBroker
May 2025 - February 2026 · 9 mos
LPL Financial LLC
May 2025 - February 2026 · 9 mos
Grove Point Advisors, LLC
April 2021 - May 2025 · 4 yrs 1 mo
H. Beck, INC.
November 2011 - April 2021 · 9 yrs 5 mos
Grove Point Investments, LLCBroker
November 2011 - May 2025 · 13 yrs 6 mos
First Allied Advisory Services, INC.
October 2010 - November 2011 · 1 yr 1 mo
First Allied Securities, INC.Broker
May 2007 - November 2011 · 4 yrs 6 mos
Keystone Capital CorporationBroker
December 2004 - July 2005 · 7 mos
Greenbook Investment Management, INC.
September 2004 - October 2010 · 6 yrs 1 mo
Xelan Financial Planning, INC.
January 2003 - December 2004 · 1 yr 11 mos
Xelan Investment Services, INC.
December 2001 - January 2003 · 1 yr 1 mo
Summit Brokerage Services, INC.Broker
July 2000 - December 2002 · 2 yrs 5 mos
Mercer Allied Company, L.P.Broker
November 1996 - September 1998 · 1 yr 10 mos
Sunpoint Securities, INC.Broker
January 1994 - December 1994 · 11 mos
Cigna Securities, INC.Broker
July 1990 - March 1992 · 1 yr 8 mos
Pfp Capital, INC.Broker
July 1988 - July 1990 · 2 yrs
Planner's Independent Management, INC.Broker
April 1985 - July 1988 · 3 yrs 3 mos
The Paul Revere Variable Annuity Insurance CompanyBroker
February 1982 - May 1997 · 15 yrs 3 mos
Titan Capital CorporationBroker
August 1980 - December 1983 · 3 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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