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CFP

Carol Vreeland

LPL Financial LLC
46 Years of Experience
Portland, OR
BrokerSells Insurance
View SEC Summary
View SEC Summary

Carol Vreeland is a CFP-designated registered investment advisor at LPL Financial LLC, based in Portland, OR, with 46 years of industry experience. Carol is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1020 SW Taylor St Ste 770, Portland, OR, 97205

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carol is the treasurer/membership chair of a women's networking group, dedicating minimal time to this role. She also sells non-variable insurance, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
May 2024 - Present · 2 yrs 5 mos
LPL Financial LLCBroker
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Crown Capital Securities, L.P.
April 2019 - May 2024 · 5 yrs 1 mo
Crown Capital Securities, L.P.Broker
December 1999 - May 2024 · 24 yrs 5 mos
Mutual Service CorporationBroker
March 1999 - December 1999 · 9 mos
Titan/value Equities Group, INC.Broker
June 1984 - March 1999 · 14 yrs 9 mos
Waddell & Reed, INC.Broker
August 1980 - June 1984 · 3 yrs 10 mos
State Registrations15 states
AZCACOFLILINMNNMNYOHORSDTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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