Kayla Putnam is a registered investment advisor, based in Claremont, NH, with 3 years of industry experience.
Location
178 Broad Street, Claremont, NH, 03743
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kayla is a director/board member for the Chamber of Commerce in Claremont, NH, dedicating minimal time. She is also an advisor for Maki Financial, a DBA/Support Company, but spends no time on this activity.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
February 2025 - Present · 1 yr 3 mos
Raymond James Financial Services Advisors, INC
February 2025 - Present · 1 yr 3 mos
Previous Registrations
LPL Financial LLC
October 2022 - February 2025 · 2 yrs 4 mos
LPL Financial LLCBroker
September 2022 - February 2025 · 2 yrs 5 mos
State Registrations14 states
CACOFLGAMAMDMENCNHNJNYPAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.