Daniel Smith is a registered investment advisor at Freemind Financial Advisory, based in Shirley, NY, with 2 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14 clients with $6.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee will not exceed 1.50% of AUM on an annual basis unless a monthly minimum fee of $50 is not met.
Fee Estimator
Location
Shirley, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel is the founder of Freemind Consumer Products LLC, an online retail shop established in December 2022. He spends about 10-20% of his time on this business, which is not investment-related.
Employment History
Current Registrations
Freemind Financial Advisory
Previous Registrations
Lazard Freres & CO. LLCBroker
State Registrations1 state
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