Joshua Roche is a registered investment advisor, based in Austin, TX, with 6 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joshua is an Investment Advisor Representative through Kestra Advisory Services, LLC, dedicating about half his time to this role. He is also a board member/treasurer for Mustang Public Schools Foundation, spending minimal time, and the founder & wealth advisor for The Roche Group Wealth Advisors, though he currently spends no time on this.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Kestra Investment Services, LLC
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations13 states
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