Arthur Smith is a ChFC-designated registered investment advisor, based in Shreveport, LA, with 32 years of industry experience.
Location
6425 Youree Drive, Suite 260, Shreveport, LA, 71105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Arthur is involved with Level Four Wealth Management and Level Four Advisory Services LLC, a registered investment advisor. He also has involvement with ALS, Inc. and NT Holdings LLC for tax and investment purposes, and Level Four Insurance Services, LLC, where he is involved with non-variable insurance, taking about 10-20% of Arthur's time.
Employment History
Current Registrations
Level Four Financial, LLCBroker
Level Four Advisory Services
Previous Registrations
LPL Financial LLCBroker
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Greenbook Investment Management, INC.
Xelan Financial Planning, INC.
Xelan Securities CorporationBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.