AS
ChFC
AS
ChFC

Arthur Lee Smith

32 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
145 advisors
Number of Clients
14,510 clients
Average Client Portfolio
$367K average
Assets Under Management
$5.3B

Fee Structure

Minimum Investment:$40K
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Location

6425 Youree Drive, Suite 260, Shreveport, LA, 71105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Arthur is involved with Level Four Wealth Management and Level Four Advisory Services LLC, a registered investment advisor. He also has involvement with ALS, Inc. and NT Holdings LLC for tax and investment purposes, and Level Four Insurance Services, LLC, where he is involved with non-variable insurance, taking about 10-20% of Arthur's time.

Employment History
Current Registrations
Level Four Financial, LLCBroker
June 2021 - Present · 4 yrs 8 mos
Level Four Advisory Services
July 2016 - Present · 9 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
June 2016 - June 2021 · 5 yrs
First Allied Advisory Services, INC.
September 2010 - July 2016 · 5 yrs 10 mos
First Allied Securities, INC.Broker
November 2006 - June 2016 · 9 yrs 7 mos
Greenbook Investment Management, INC.
January 2005 - October 2010 · 5 yrs 9 mos
Xelan Financial Planning, INC.
April 2003 - December 2004 · 1 yr 8 mos
Xelan Securities CorporationBroker
October 1992 - November 1992 · 1 mo
Equico Securities, INC.Broker
October 1980 - July 1990 · 9 yrs 9 mos
The Equitable Life Assurance Society of the United StatesBroker
August 1980 - July 1990 · 9 yrs 11 mos
State Registrations3 states
ALLAMD
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Arthur Lee Smith - Financial Advisor | TrueAdvisor