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Sarah Baker

5 Years of Experience
Wilmington, NC
Broker

Sarah Baker is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Wilmington, NC, with 5 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1508 Military Cutoff Rd, Suite 102, Wilmington, NC, 28403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sarah is a partner in ESP KY LLC, an investment-related business created to invest as a family. She has minimal responsibilities and dedicates minimal time to this venture.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
February 2025 - Present · 1 yr 3 mos
Raymond James Financial Services Advisors, INC
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Edward JonesBroker
March 2021 - February 2025 · 3 yrs 11 mos
Edward Jones
March 2021 - February 2025 · 3 yrs 11 mos
Edward JonesBroker
December 2019 - March 2020 · 3 mos
State Registrations12 states
FLGAINKYMIMONCNVSCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.