AG
AG

Anthony Garcia

6 Years of Experience
Oklahoma City, OK
Broker

Anthony Garcia is a registered investment advisor at Raymond James & Associates, INC., based in Oklahoma City, OK, with 6 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

3121 Quail Springs Pkwy, Ste 110, Oklahoma City, OK, 73134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony is involved with the Francis Tuttle Technology Center, starting in 2021, dedicating a few hours per week. This activity is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
April 2022 - Present · 4 yrs 1 mo
Raymond James & Associates, INC.
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
MML Investors Services, LLC
July 2020 - February 2022 · 1 yr 7 mos
MML Investors Services, LLCBroker
August 2019 - February 2022 · 2 yrs 6 mos
State Registrations16 states
CACOFLGAKSMAMONCNENHOKORSCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Garcia - Financial Advisor | TrueAdvisor