Lisa Nguyen is a CFP-designated registered investment advisor at Optimize Financial INC., based in Laguna Hills, CA, with 6 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 99 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50.0M | 1.75% |
| $50M+ | 1.50% |
In addition to Optimize Financial's advisory fee, clients will also pay the Optimize Strategy Index ETF (OPTZ) expense ratio of 0.25% on assets invested in OPTZ.
Fee Estimator
Location
23212 Mill Creek Drive, Laguna Hills, CA, 92653
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lisa is a property manager for TOC TOC LLC, her parents' real estate holding company, and an account executive for Nguyen MDS Inc., a medical corporation. She also has 100% ownership in EX AMINO INC. and is a trustee for EX AMINO 401K/PSP, dedicating a full-time commitment to these activities.
Employment History
Current Registrations
Optimize Financial INC.
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
State Registrations5 states
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