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Robert Lester

Ameriprise Financial Services, LLC
45 Years of Experience
San Diego, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Robert Lester is a registered investment advisor at Ameriprise Financial Services, LLC, based in San Diego, CA, with 45 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4655 Executive Dr Ste 300, San Diego, CA, 92121-3123

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2001
Settled
Customer Dispute
August 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert is an independent insurance broker with multiple companies since 1980, and also owns another business. He also engages in fiduciary activities and outside employment, dedicating minimal time to each.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
July 2017 - Present · 9 yrs 3 mos
Ameriprise Financial Services, LLC
July 2017 - Present · 9 yrs 3 mos
Ameriprise Financial Services, LLC
July 2017 - Present · 9 yrs 3 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - July 2017 · 4 mos
MML Investors Services, LLCBroker
March 2017 - July 2017 · 4 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
February 2014 - January 2015 · 11 mos
New England SecuritiesBroker
July 1998 - January 2015 · 16 yrs 6 mos
Sunamerica Securities, INC.Broker
January 1996 - June 1998 · 2 yrs 5 mos
Sentra Securities CorporationBroker
February 1991 - December 1995 · 4 yrs 10 mos
Guardian Investor Services CorporationBroker
November 1989 - February 1991 · 1 yr 3 mos
Washington National Equity CompanyBroker
September 1984 - December 1989 · 5 yrs 3 mos
Phoenix Equity Planning CorporationBroker
September 1980 - July 1984 · 3 yrs 10 mos
State Registrations36 states
ALARAZCACOCTDCFLHIIAIDILINKYLAMDMEMIMONENJNMNVNYOHORPASCSDTNTXVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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