Nicholas Corcoran
Nicholas Corcoran is a registered investment advisor at Cetera Investment Advisers LLC, based in Oak Brook, IL, with 6 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1200 Harger Road Suite 325, Oak Brook, IL, 60523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas works as a registered assistant at Megent Financial, providing support to advisors and their clients. This takes up a full-time commitment, with a significant portion of his time spent during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
State Registrations19 states
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