John Kim
John Kim is a registered investment advisor at Independent Financial Group, LLC, based in Honolulu, HI, with 6 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
1357 Kapiolani Blvd, Ste 1140, Honolulu, HI, 96814
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an Investment Advisor Representative (IAR) of SFGA LLC, an SEC registered investment advisor, and a Hawaii licensed insurance agent of SFG, LTD. He also works as a registered representative at Shiraishi Financial Group (SFG), spending nearly full-time marketing securities and insurance business.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Shiraishi Financial Group Advisors
Previous Registrations
Diversify Advisory Services, LLC
Dfpg Investments, LLCBroker
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Morgan Stanley
Morgan StanleyBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.