Timothy Mogford is a registered investment advisor, based in Shillington, PA, with 5 years of industry experience.
Location
34 West Lancaster Avenue, Shillington, PA, 19607
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Timothy is an employee of Stone Financial LLC, operating under a DBA. This activity takes nearly full-time.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
September 2020 - November 2020 · 2 mos
First Allied Securities, INC.Broker
July 2020 - September 2022 · 2 yrs 2 mos
State Registrations1 state
PA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.