JM
JM

John Mcgowan

45 Years of Experience
Chicago, IL
Broker

John Mcgowan is a registered investment advisor at RBC Capital Markets, LLC, based in Chicago, IL, with 45 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

111 S Wacker Drive, Suite 3200, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
February 2002 - Present · 24 yrs 3 mos
RBC Capital Markets, LLCBroker
January 2001 - Present · 25 yrs 4 mos
RBC Capital Markets, LLC
January 2001 - Present · 25 yrs 4 mos
Previous Registrations
Abn Amro IncorporatedBroker
April 1997 - January 2001 · 3 yrs 9 mos
Rodman & Renshaw INC.Broker
May 1994 - May 1997 · 3 yrs
Everen Securities, INC.Broker
September 1990 - June 1994 · 3 yrs 9 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
October 1983 - September 1990 · 6 yrs 11 mos
Private Ledger Financial Services, IncorporatedBroker
December 1981 - November 1983 · 1 yr 11 mos
Peterson, Diehl & Company, INC.Broker
September 1980 - September 1982 · 2 yrs
State Registrations30 states
ALAZCACODCFLGAILINLAMAMDMEMIMNMOMSNCNMNVNYOHORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Mcgowan - Financial Advisor | TrueAdvisor