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Nicole David

6 Years of Experience
Bettendorf, IA
Broker

Nicole David is a registered investment advisor, based in Bettendorf, IA, with 6 years of industry experience.

Location

3467 Forest Grove Drive, Bettendorf, IA, 52722

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicole is a member of Kiwanis, submitting monthly reports about club activities, and is the President of the YMCA Bettendorf Advisory Board, leading meetings, recruiting board members, and fundraising. These activities take a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
March 2026 - Present · 2 mos
Previous Registrations
Cetera Investment Advisers LLC
March 2020 - March 2026 · 6 yrs
Cetera Investment Services LLCBroker
October 2019 - March 2026 · 6 yrs 5 mos
State Registrations14 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicole David - Financial Advisor | TrueAdvisor