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CFP

George Mitchell

Raymond James & Associates, INC.
46 Years of Experience
Rockville, MD
Broker
View SEC Summary
View SEC Summary

George Mitchell is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Rockville, MD, with 46 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2101 Gaither Road, Park Plaza I, Suite 100, Rockville, MD, 20850

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

George is a trustee, dedicating minimal time to this role. This activity is investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Keegan & Company, INC.
August 2005 - February 2013 · 7 yrs 6 mos
Morgan Keegan & Company, INC.Broker
August 2005 - February 2013 · 7 yrs 6 mos
Legg Mason Wood Walker INC
October 1990 - September 2005 · 14 yrs 11 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1987 - September 2005 · 17 yrs 10 mos
Legg Mason Masten INC.Broker
October 1987 - November 1987 · 1 mo
Legg Mason Wood Walker, IncorporatedBroker
August 1985 - October 1987 · 2 yrs 2 mos
Derand Investment Corporation of AmericaBroker
September 1980 - September 1985 · 5 yrs
State Registrations44 states
ALARAZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHORPARISCSDTNTXVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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