Katherine Jimenez is a registered investment advisor, based in Staten Island, NY, with 6 years of industry experience.
Location
Staten Island, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Katherine is the managing member/owner of Honey Bear Baby & Co LLC, a small online retail store selling baby clothes. She spends minimal time packing and shipping orders.
Employment History
Current Registrations
Citigroup Global Markets INC.
April 2024 - Present · 2 yrs 1 mo
Citigroup Global Markets INC.
April 2024 - Present · 2 yrs 1 mo
Citi Private Alternatives, LLC
April 2024 - Present · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
April 2024 - Present · 2 yrs 1 mo
Citi Private Alternatives, LLCBroker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2019 - April 2024 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2019 - April 2024 · 4 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.