Andrew Thomas is a registered investment advisor, based in Indianapolis, IN, with 6 years of industry experience.
Location
10194 Crosspoint Boulevard, Suite # 100, Indianapolis, IN, 46256
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrew is the 100% owner of Hoosier Daddies Collectibles LLC, an online collectible sales business. He spends a few hours per week on this activity.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
November 2024 - Present · 1 yr 10 mos
Cetera Investment Advisers LLC
November 2024 - Present · 1 yr 10 mos
Previous Registrations
Edward Jones
November 2019 - November 2024 · 5 yrs
Edward JonesBroker
September 2019 - November 2024 · 5 yrs 2 mos
State Registrations15 states
CAFLILINKYMSNCNENJNYOHTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.