DM
DM

Douglas Mick

45 Years of Experience
Elkhart, IN
Broker

Douglas Mick is a registered investment advisor at Raymond James & Associates, INC., based in Elkhart, IN, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

230 North Main Street, Suite 1, Elkhart, IN, 46516

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2009 - Present · 17 yrs
Raymond James & Associates, INC.
September 2009 - Present · 17 yrs
Raymond James & Associates, INC.
September 2009 - Present · 17 yrs
Previous Registrations
Wells Fargo Investments, LLC
July 2005 - October 2009 · 4 yrs 3 mos
Wells Fargo Investments, LLCBroker
July 2005 - October 2009 · 4 yrs 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 1998 - May 2005 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1998 - May 2005 · 6 yrs 7 mos
Prudential Securities IncorporatedBroker
September 1980 - October 1998 · 18 yrs 1 mo
State Registrations35 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.