William Tafel
William Tafel is a registered investment advisor at Wells Fargo Advisors, based in Louisville, KY, with 46 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
297 N Hubbards Ln 2nd & 3rd Fl, Louisville, KY, 40207
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2009Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
J.C. Bradford & CO.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Blackburn-Sanford IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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