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Christopher Smith

5 Years of Experience
West Hollywood, CA
2 DisclosuresBroker

Christopher Smith is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in West Hollywood, CA, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

8921 Santa Monica Blvd, West Hollywood, CA, 90069

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2025
Pending
Judgment / Lien
March 2012
Other Business Activities

Christopher has a dormant business, CSMFS Music LLC, established in 2017. He spends no time on this non-investment related activity and receives no compensation.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2022 - Present · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Nylife Securities LLCBroker
August 2020 - February 2022 · 1 yr 6 mos
State Registrations7 states
AZCAFLNVORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Smith - Financial Advisor | TrueAdvisor