Judy Rubin is a CFP-designated registered investment advisor, based in St. Louis, MO, with 38 years of industry experience.
Location
101 South Hanley Road, Suite 1350, St. Louis, MO, 63105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Judy owns a vacation condo that is rented out and is an agent for non-variable insurance products through Steward Partners Global Advisory, dedicating minimal time to each. She is also the Chairman of the Finance Committee for the Foundation for Barnes Hospital and President/Managing Director of Plaza Advisory Group, LLC, dedicating about a quarter of her time to the latter.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
Steward Partners Investment Solutions, LLC
Steward Partners Investment Advisory, LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Plaza Financial Advisors INC
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Interstate/johnson Lane CorporationBroker
Johnson, Lane, Space, Smith & CO., INC.Broker
Robinson-Humphrey/american Express INC.Broker
State Registrations23 states
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