Anna Gaudet
Anna Gaudet is a registered investment advisor at Cetera Investment Advisers LLC, based in West Hartford, CT, with 5 years of industry experience. Anna operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
18 N Main St Ste 3G, West Hartford, CT, 06107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anna is a part owner of Gauvo Studios LLC, providing voice over services, dedicating minimal time to record keeping. She also works as an operations and communications manager for Shiman Partners LLC, a financial services firm, taking about a quarter of her time. Anna is also an insurance agent selling life, health, disability, annuities, and long-term care.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
State Registrations1 state
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