Emmett Cosgrove is a registered investment advisor, based in Louisville, KY, with 6 years of industry experience.
Location
7511 New La Grange Rd, Louisville, KY, 40222
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Emmett is a member of MWM Partners Property LLC, which owns the building for Mercer Wealth Management offices. He spends a few hours per week managing the building.
Employment History
Current Registrations
Sanctuary Securities, INC.Broker
December 2021 - Present · 4 yrs 5 mos
Sanctuary Advisors, LLC
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2020 - December 2021 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2020 - December 2021 · 1 yr 10 mos
State Registrations7 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.