Stephen Sample is a registered investment advisor, based in Queen Creek, AZ, with 10 years of industry experience.
Location
20062 Ellsworth Road, Queen Creek, AZ, 85142
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen works as a financial advisor for Credit Financial Credit Union and Desert Financial Wealth Management. These roles each take about half of Stephen's time.
Employment History
Previous Registrations
Raymond James Financial Services Advisors, INC
April 2024 - March 2026 · 1 yr 11 mos
J.P. Morgan Securities LLC
October 2022 - April 2024 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2021 - August 2022 · 1 yr 1 mo
Exams
No exam information available for this advisor.