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Ashley Avery

4 Years of Experience
Williamsville, NY
Broker

Ashley Avery is a registered investment advisor at Raymond James & Associates, INC., based in Williamsville, NY, with 4 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

6580 Main St Ste 1, Williamsville, NY, 14221

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
October 2024 - Present · 1 yr 7 mos
Raymond James & Associates, INC.Broker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
RBC Capital Markets, LLC
October 2022 - March 2024 · 1 yr 5 mos
RBC Capital Markets, LLCBroker
October 2022 - March 2024 · 1 yr 5 mos
Wells Fargo Clearing Services, LLC
April 2022 - October 2022 · 6 mos
Wells Fargo Clearing Services, LLCBroker
February 2021 - October 2022 · 1 yr 8 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.