Carol Fickling is a registered investment advisor at RBC Private Counsel (USA) INC., based in London, with 6 years of industry experience. Carol operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,967 clients with $7.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RBC Private Counsel (USA) offers three investment management programs, each with a maximum fee of 2.75% per year. The fees include trade execution and custodial services. The A+ and Access programs also include compensation to sub-advisors or investment managers. The Private Investment Management (PIM) program is managed directly by an Investment Counsellor. Fees are calculated based on the daily market value of assets and charged monthly or quarterly. An early termination fee may apply to the PIM program if the relationship ends within the first year.
Location
148 Fullarton Street, Suite 1900 & 20th Floor, London, N6A 5P3
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carol is a board member for Bring It, a social enterprise empowering young girls, and dedicates minimal time to it. She also serves as a board member for the Trauma Golf Tournament, spending minimal time to raise funds for the London Health Science Centre.
Employment History
Current Registrations
RBC Private Counsel (USA) INC.
State Registrations1 state
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