Cole Stephens is a registered investment advisor, based in Frankenmuth, MI, with 6 years of industry experience.
Location
522 S Main St, Frankenmuth, MI, 48734
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cole sells fixed insurance products as a life and health agent, dedicating about 10-20% of his time. He also works as a registered representative and provides insurance offerings to clients through Rummel Wealth Management and Rummel Benefits Group, spending about 10-20% of his time on each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Hantz Financial Services, INC.
Hantz Financial Services, INC.Broker
State Registrations15 states
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