Davis Thompson
Davis Thompson is a registered investment advisor at Thompson & Thompson Investment Advisors, INC., based in Pasadena, CA, with 6 years of industry experience. Davis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 35 clients with $23M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.60% |
| $1.0M - $5.0M | 0.50% |
| $5M+ | 0.40% |
Minimum monthly fee of $150. Investment Management fees may be modified from the above by agreement of client and T&T. Clients may elect to be charged Performance-Based Investment Management fees for portfolios to be invested in US traded stocks if they meet the SEC definition of a “Qualified Client”. The Standard Investment Management Fees are reduced by two-thirds, but the client will be charged a performance fee of 20% of the annual total return on the stock portfolio that is in excess, after accounting for T&T’s reduced asset-based fees, of the total return on the S&P 500 Index or other agreed index for the calendar year.
Fee Estimator
Location
Pasadena, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Thompson & Thompson Investment Advisors, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.