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Scott Schelling

5 Years of Experience
Chicago, IL
Broker

Scott Schelling is a registered investment advisor, based in Chicago, IL, with 5 years of industry experience.

Location

Chicago, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nylife Distributors LLC
January 2023 - Present · 3 yrs 4 mos
New York Life Investment Management LLC
January 2023 - Present · 3 yrs 4 mos
Nylife Distributors LLCBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Nuveen Asset Management, LLC
November 2020 - January 2023 · 2 yrs 2 mos
Nuveen Securities, LLCBroker
October 2020 - January 2023 · 2 yrs 3 mos
State Registrations12 states
AZIAILINKSMONCNYOHPASCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.