TB
TB

Timothy Brennan

6 Years of Experience
New Orleans, LA
Broker

Timothy Brennan is a registered investment advisor at Cetera Investment Advisers LLC, based in New Orleans, LA, with 6 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

701 Poydra Street, New Orleans, LA, 70139

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Timothy is a trust advisor/relationship manager for Hancock Whitney Bank, managing trust and investment management relationships. He also works as a staff accountant at Elizabeth G. Brennan, CPA, his wife's firm, dedicating about half his time to bookkeeping, administrative, and business support services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Hancock Whitney Investment Services INC.
November 2019 - August 2022 · 2 yrs 9 mos
Hancock Whitney Investment Services INC.Broker
September 2019 - August 2022 · 2 yrs 11 mos
State Registrations2 states
LAMS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.