Zhihua Tang is a registered investment advisor at LPL Enterprise, LLC, based in Sherman Oaks, CA, with 4 years of industry experience. Zhihua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
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Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
15303 Ventura Boulevard, Suite 1550, Sherman Oaks, CA, 91403
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Eagle Strategies LLC
Nylife Securities LLCBroker
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations2 states
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