DS
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David Sack

45 Years of Experience
New York, NY
5 DisclosuresBroker

David Sack is a registered investment advisor at Morgan Stanley, based in New York, NY, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 7th Floor, New York, NY, 10055

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History

Regulatory History (5)
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Customer Dispute
April 2014
Settled
Customer Dispute
August 2007
Closed-No Action
Customer Dispute
March 2003
Denied
Customer Dispute
January 2001
Closed-No Action
Customer Dispute
December 2000
Closed-No Action
Other Business Activities

David is involved with several real estate entities and trusts as an authorized individual, including 100 Ridgewood Ave LLC, Sack Family Realty, 39 Tamarac LLC, David L. Sack 2010 Trust, 187 Wildwood LLC, 893 Farmington Ave LLC, and 25 Cornish Woods LLC. He spends minimal time on these activities outside of business hours.

Employment History
Current Registrations
Morgan Stanley
June 2015 - Present · 10 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
May 1983 - July 1993 · 10 yrs 2 mos
Capital Analysts, IncorporatedBroker
October 1980 - August 1983 · 2 yrs 10 mos
State Registrations41 states
AKALAZCACOCTDCDEFLGAHIILKSKYMAMDMEMIMNMOMSNCNHNJNMNVNYOHORPARISCTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.